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Reforms

Improving the SEC’s Enforcement Program: A Ten-Point Blueprint for Reform

By Securities Docket on August 23, 2017, 10:00 am

With the transition to a new Commission, the SEC should take the opportunity to review, evaluate and improve its enforcement program. In light of the SEC’s mission to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation, the SEC should take steps to ensure it is allocating resources properly, striking an appropriate […]

Posted in SEC, Top | Tagged Reforms

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