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Browse: Home / Refunds

Refunds

U.S. Prosecutors To Refund Hedge Fund Insider Trading Settlement — Reuters

By Securities Docket on June 6, 2016, 12:30 pm

U.S. prosecutors have agreed to a rare settlement refund of $6 million to hedge fund Diamondback Capital Management LLC after a ruling by a 2014 federal appeals court made pursuing insider trading cases tougher, according to court papers. via U.S. Prosecutors To Refund Hedge Fund Insider Trading SettlementĀ — Reuters

Posted in Criminal, SEC, Top | Tagged Refunds

‘You Get a Refund! You Get a Refund! You Get a Refund…!’ | Compliance Week

By Securities Docket on February 5, 2016, 3:14 pm

The SEC might be feeling like a little like Oprah lately, handing out refunds the way Oprah hands out cars. “You get a refund! You get a refund! YOU get a refund!” via ‘You Get a Refund! You Get a Refund! You Get a Refund…!’ | Compliance Week

Posted in SEC, Top | Tagged Penalties, Refunds

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