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Reg BI

2019 Was Big for the SEC. 2020 Will Be Huge. | PLANADVISER

By Securities Docket on November 20, 2019, 8:57 am

Given its broad authority, the SEC is normally engaged in a wide range of rulemaking and regulatory activities in any given year—and that has certainly been the case in 2019. For plan advisers, three or four of the SEC’s ongoing regulatory activities should take precedence while planning for compliance in 2020. These are the Regulation […]

Posted in SEC, Top | Tagged Reg BI

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