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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedIn2019 Was Big for the SEC. 2020 Will Be Huge. | PLANADVISER
Given its broad authority, the SEC is normally engaged in a wide range of rulemaking and regulatory activities in any given year—and that has certainly been the case in 2019. For plan advisers, three or four of the SEC’s ongoing regulatory activities should take precedence while planning for compliance in 2020. These are the Regulation […]