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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInFort Worth Regional Director David L. Peavler to Leave SEC
The Securities and Exchange Commission today announced that David L. Peavler, the Director of the Fort Worth Regional Office since 2019, is leaving the agency after more than 19 years of service. Eric R. Werner and Marshall Gandy will serve as the office’s Co-Acting Regional Directors when Mr. Peavler departs. Source: SEC.gov | Fort Worth […]
Why Monique Winkler Is the Latest in a String of Enforcement Lawyers to Lead the SEC’s SF Regional Office | Law.com
The way work flows from the regional offices to the commission could also be a reason most regional directors come from the enforcement side. Jerry Hodgkins, a Covington & Burling partner and former associate director for the SEC’s enforcement division, said regional office enforcement staff can get almost weekly interaction with the commission. “Enforcement actions […]
SEC’s Choi Leaving After Playing Key Role in Case Against Musk – Bloomberg
The U.S. Securities and Exchange Commission official whose office played key roles in enforcement actions against Tesla Inc.’s Chief Executive Officer Elon Musk and Theranos Inc. founder Elizabeth Holmes is leaving the agency. via SEC’s Choi Leaving After Playing Key Role in Case Against Musk – Bloomberg.
Kurt Gottschall Named Director of Denver Office
The Securities and Exchange Commission today announced that Kurt L. Gottschall has been named Director of the Denver Regional Office. Mr. Gottschall began working in the Division of Enforcement in the Denver office in 2000 as a staff attorney before becoming a Branch Chief in 2003 and an Assistant Regional Director in 2010. From 2012 […]
Julie Lutz, Regional Director of the Denver Regional Office, to Leave SEC After More Than 40 Years Serving Investors
Ms. Lutz has served at the helm of the SEC’s Denver office since November 2013, overseeing the agency’s enforcement and examinations in a seven-state region. Before her appointment to regional director, Ms. Lutz supervised the enforcement program in the Denver office as an associate director, and managed the Denver trial unit as regional trial counsel. […]
SEC’s local chief outlines her priorities — Philly.com
The Securities and Exchange Commission has a relatively new cop on the beat here: Sharon Binger, director of the Philadelphia Regional Office…. In an interview, Binger outlined some recent cases and priorities, first highlighting the one filed last week against Paul-Ellis Investment Associates, which the SEC examined at the firm’s offices at 1818 Market St. […]