‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInCipperman predictions for 2020 regulatory agenda | On Wall Street
Below I offer my regulatory predictions for 2020, addressing Regulation Best Interest, closed-end funds, private equity and compliance, among others. One caveat: my crystal ball is always cloudier during a presidential election year. For example, if Jay Clayton or Dalia Blass decide to resign (not predictions, although possible based on history), all bets are off […]
July 14 Webcast: The Department of Labor’s New Conflict of Interest Regulations–A Game Changer for the Financial Services Industry
Please join Brad Bondi and Michael Wheatley of Cahill Gordon & Reindel for this free webcast.