Browse: Home / regulations

regulations

Cipperman predictions for 2020 regulatory agenda | On Wall Street

By on January 8, 2020, 10:40 am

Below I offer my regulatory predictions for 2020, addressing Regulation Best Interest, closed-end funds, private equity and compliance, among others. One caveat: my crystal ball is always cloudier during a presidential election year. For example, if Jay Clayton or Dalia Blass decide to resign (not predictions, although possible based on history), all bets are off […]

Posted in , | Tagged

July 14 Webcast: The Department of Labor’s New Conflict of Interest Regulations--A Game Changer for the Financial Services Industry

July 14 Webcast: The Department of Labor’s New Conflict of Interest Regulations–A Game Changer for the Financial Services Industry

By on June 23, 2016, 3:29 pm

Please join Brad Bondi and Michael Wheatley of Cahill Gordon & Reindel for this free webcast.

Posted in , | Tagged , ,