‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInFormer SEC Commissioner Gallagher to Join Robinhood | ThinkAdvisor
Dan Gallagher, former commissioner at the Securities and Exchange Commission, will become chief legal officer of Robinhood, the commission-free trading website. Gallagher, who has been a member of Robinhood’s board of directors since October, was most recently partner and deputy chair of the securities department at the international law firm WilmerHale in Washington. via Former […]
Statement of Commissioner Brian D. Quintenz on the End of His Term and Future Plans | CFTC
I am deeply honored to have served as a Commissioner at the Commodity Futures Trading Commission over the last two and half years, as well as to have been a part of an administration that has assembled one of the best financial regulatory teams across the federal government. My five-year statutory term as a Commissioner […]
Fake Securities Regulator Used for Identity Theft, DOJ Says
The unknown individual masquerading as a securities regulator is using its website to collect personal information as part of an identity theft scheme, DOJ alleged Thursday in Texas federal district court. The fictitious regulator calls itself the Board of Securities and Financial Services, but there’s “no federal or state regulatory entity known” by that name, […]
Stanley Sporkin, crusading SEC enforcer and tough-minded U.S. judge, dies at 88 – The Washington Post
Stanley Sporkin, who was the scourge of industry in the 1970s as the crusading chief enforcement officer of the Securities and Exchange Commission and who later had a colorful and controversial tenure as a federal judge in Washington with strongly worded rulings on high-profile cases, died March 23 at a hospice center in Rockville, Md. […]
Exelon Appoints David Glockner as Executive Vice President, Compliance and Audit
Exelon announced today it has named David Glockner, a former top Securities and Exchange Commission (SEC) official and chief of the Criminal Division in the U.S. Attorney’s Office for the Northern District of Illinois, as its new executive vice president of Compliance and Audit. Glockner, who currently serves as chief compliance officer for global investment […]
Phila. SEC Director Rejoins Morgan Lewis as Firm Bulks Up Securities Practice | The Legal Intelligencer
G. Jeffrey Boujoukos, director of the U.S. Securities and Exchange Commission’s Philadelphia regional office, is leaving the office at the end of this month to rejoin Morgan, Lewis & Bockius as a partner. Boujoukos will split his time between the firm’s Philadelphia and Washington, D.C., offices. In his most recent role at the SEC, where he worked for more […]
G. Jeffrey Boujoukos, Director of the Philadelphia Regional Office to Leave the SEC
The Securities and Exchange Commission today announced that G. Jeffrey Boujoukos, the Director of its Philadelphia Regional Office, will leave the agency at the end of the month after nearly 11 years of service. Mr. Boujoukos has served at the helm of the SEC’s Philadelphia office since December 2016, overseeing the agency’s enforcement and examinations in the […]
Former SEC Trial Lawyer Haima Marlier Joins Morrison & Foerster as a Partner in New York | Morrison & Foerster
Morrison & Foerster, a leading global law firm, is pleased to announce that Haima Marlier has joined the firm in its New York office as a partner in its Securities Litigation, Securities Enforcement, and Investigations + White-Collar Defense Groups. Ms. Marlier joins Morrison & Foerster from the Enforcement Division of the New York office of […]
SEC Announces Nancy Sumption as Senior Advisor to the Chairman for Cybersecurity Policy
The Securities and Exchange Commission today announced that Nancy Sumption will serve as Chairman Jay Clayton’s Senior Advisor for Cybersecurity Policy. In this role, Ms. Sumption will coordinate efforts across the agency to address cybersecurity policy, engage with external stakeholders on matters related to cybersecurity, and help enhance the SEC’s mechanisms for assessing and responding […]
Former SEC Trial Lawyer Haima Marlier Joins Morrison & Foerster as a Partner in New York | Morrison & Foerster
Morrison & Foerster, a leading global law firm, is pleased to announce that Haima Marlier has joined the firm in its New York office as a partner in its Securities Litigation, Securities Enforcement, and Investigations + White-Collar Defense Groups. Ms. Marlier joins Morrison & Foerster from the Enforcement Division of the New York office of […]