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Review

2022 Mid-Year Securities Enforcement Update – Gibson Dunn

By Securities Docket on August 12, 2022, 8:16 am

In our 2021 Year-End Review, we noted that the Division of Enforcement under this Administration had outlined its vision of aggressive, heightened enforcement through an escalation of existing remedies, including increased penalties, individual bars and admissions.  The first half of 2022 reflected the Enforcement Division pursuing the playbook as forecasted. Source: 2022 Mid-Year Securities Enforcement […]

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