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Join the Securities Litigation and Enforcement Group on LinkedInSEC Charges Two Robo-Advisers With False Disclosures
The Securities and Exchange Commission today instituted settled proceedings against two robo-advisers for making false statements about investment products and publishing misleading advertising. The proceedings are the SEC’s first enforcement actions against robo-advisers, which provide automated, software-based portfolio management services. via SEC.gov | SEC Charges Two Robo-Advisers With False Disclosures.