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Join the Securities Litigation and Enforcement Group on LinkedInWhy Monique Winkler Is the Latest in a String of Enforcement Lawyers to Lead the SEC’s SF Regional Office | Law.com
The way work flows from the regional offices to the commission could also be a reason most regional directors come from the enforcement side. Jerry Hodgkins, a Covington & Burling partner and former associate director for the SEC’s enforcement division, said regional office enforcement staff can get almost weekly interaction with the commission. “Enforcement actions […]
Tesla, Theranos, Yahoo!: SEC’s San Francisco Office Keeps Busy – Bloomberg
The U.S. Securities and Exchange Commission’s San Francisco office is no stranger to high-profile tech cases — with the firestorm swirling around Tesla Inc. just the latest to involve the regional unit. The office, whose attorneys are said to have made inquiries about the electric-carmaker’s public statements, is at the epicenter of efforts by Wall […]