‘Enforcement 40’ for 2020
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By Securities Docket on March 2, 2009, 5:19 pm
As if the SEC doesn’t have enough to deal with, it must also now contend with con artists using the names of actual SEC employees to attempt to gain confidential information and mislead potential victims. The SEC issued a press release today to warn the public about this scam. This is not the first “securities regulator impersonation” case we’ve seen, however.