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Join the Securities Litigation and Enforcement Group on LinkedInSEC Trial Scorecard Update: Jury Finds for SEC in Insider Trading Case | Compliance Week
With just five days remaining in FY 2015, the SEC notched another victory at trial yesterday when a federal jury in Illinois found two men liable for insider trading in the securities of three acquisition targets. The case represented the SEC’s sixth trial verdict in federal court in FY 2015. via SEC Trial Scorecard Update: […]
Jury Returns Mixed Verdict in SEC’s Twelfth Trial in FY 2014 – Compliance Week
After a mixed verdict in SEC v. Jacobs, the SEC’s scorecard in FY 2014 now includes 12 completed trials. In those 10 cases, the SEC has three outright victories (in which it won on all of its claims), five losses (in which it lost on all of its claims), and four mixed verdicts (in which […]