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SEC Historical Society

SEC in 1942: Everybody Into the Pool! | Compliance Week

By Securities Docket on June 19, 2015, 11:40 am

How did the SEC staff end up working at the bottom of a swimming pool in 1942? The SEC Historical Society has the answer. via SEC in 1942: Everybody into the Pool! | Compliance Week

Posted in SEC, Top | Tagged Photos, SEC Historical Society

James Barratt Elected as 2009-10 President of SEC Historical Society

James Barratt Elected as 2009-10 President of SEC Historical Society

By Securities Docket on May 15, 2009, 2:29 pm

James W. Barratt, managing director at Alvarez & Marsal, has been elected as the 2009-10 president of the Securities and Exchange Commission (SEC) Historical Society.  The position will take effect on June 1, 2009. “I am honored to be elected to lead the SEC Historical Society,” said Mr. Barratt, who serves in A&M’s Dispute Analysis […]

Posted in People | Tagged Accountants, SEC Historical Society

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