‘Enforcement 40’ for 2020
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By Securities Docket on May 2, 2019, 9:42 am
On April 5-6, 2019, the Securities and Exchange Commission (SEC) held its annual SEC Speaks Conference in Washington, D.C. Summarized below are several significant insights conveyed by SEC Staff that are instructive for counsel handling investigations by the SEC’s Enforcement Division. via Key Enforcement Highlights from SEC Speaks 2019 | Bass, Berry & Sims PLC.