‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
By Securities Docket on October 20, 2016, 9:37 pm
Photos and highlights from Securities Enforcement Forum 2016.
By Securities Docket on October 17, 2016, 5:22 pm
SEC Director Andrew Ceresney has pay-to-play in mind — and has put public pensions on notice that the agency is watching. The SEC is stepping up its coordination with the FBI and U.S. Attorney’s Office as it looks into pay-to-play schemes involving public pensions, Ceresney said at the Securities Enforcement Forum in Washington last week. via […]
By Securities Docket on September 12, 2016, 5:12 pm
Securities Enforcement Forum 2016 is on October 13, 2016!
By Securities Docket on October 16, 2015, 7:34 am
Securities Enforcement Forum 2015 is on Nov. 4, 2015. Register now!
By Securities Docket on November 3, 2014, 9:11 am
Video and photo highlights from Securities Enforcement Forum 2014.
By Securities Docket on October 16, 2014, 10:45 am
Almost exactly one year after SEC Chair Mary Jo White’s “Broken Windows” speech, SEC Commissioner Michael Piwowar took issue with that strategy in a speech of his own, stating that “if every rule is a priority, then no rule is a priority.” via SEC’s Piwowar: ‘If Every Rule is a Priority, Then No Rule is […]
By Securities Docket on October 16, 2014, 7:20 am
Companies that discover corruption issues might do well to clean up their act before they make disclosures to the government. Current and former officials say authorities have become more reluctant to impose outside watchdogs — known as monitorships — when companies can show they’ve already reformed the policies that allowed misconduct to occur. via SEC […]
By Securities Docket on October 16, 2014, 7:18 am
I was lucky enough to spend Tuesday at Bruce Carton’s Securities Enforcement Forum 2014. In three years, it has gone from zero to the preeminent securities enforcement law conference anywhere. I blogged it hurriedly throughout the day, but here are what I think are the most salient points or comments after some reflection. via Wrapping […]
By Securities Docket on September 16, 2014, 7:35 am
Have you registered yet?