‘Enforcement 40’ for 2020
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By Securities Docket on October 9, 2015, 9:51 am
The Supreme Court announced this week that it will let stand the Second Circuit’s landmark insider trading decision in U.S. v. Newman. Hillary Clinton, however, says that as President she would not do the same, and that she would propose legislation to “clarify” the law post-Newman. via Hillary Clinton Pledges to Redefine Insider Trading, Self-Fund […]
By Securities Docket on May 22, 2012, 6:45 pm
ABA weighs in, in favor of SEC self-funding.
By Securities Docket on June 25, 2010, 9:20 am
Compromise measure establishes $100 million reserve fund for times of crisis.
By Securities Docket on June 16, 2010, 4:37 pm
Congress appears set to approve SEC self-funding.
By Securities Docket on November 9, 2009, 3:50 pm
Bill follows urging of the SEC chairman and commissioners for a self-funded agency.
By Securities Docket on September 9, 2009, 9:13 am
It is time to see if the SEC can better execute its mission under a self-funded model.
By Securities Docket on August 11, 2009, 3:23 pm
When it comes to funding the SEC, it is time for Congress to put up, shut up, or perhaps just give up and allow the SEC to self-fund.
By Securities Docket on August 6, 2009, 8:53 pm
In this Reuters video, two former SEC officials, Howard Elisofon and former SEC Commissioner Paul Atkins, discuss SEC issues such as whether current SEC Chairman Mary Schapiro’s aggressive stance will be effective, and the concept of self-funding.