‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInHillary Clinton Pledges to Redefine Insider Trading, Self-Fund SEC | Compliance Week
The Supreme Court announced this week that it will let stand the Second Circuit’s landmark insider trading decision in U.S. v. Newman. Hillary Clinton, however, says that as President she would not do the same, and that she would propose legislation to “clarify” the law post-Newman. via Hillary Clinton Pledges to Redefine Insider Trading, Self-Fund […]
Add the ABA to List of Proponents of Self-Funding for SEC
ABA weighs in, in favor of SEC self-funding.
At 11th Hour, Congress Rejects Self-Funding for SEC
Compromise measure establishes $100 million reserve fund for times of crisis.
House, Senate Reportedly Agree on SEC Self-Funding
Congress appears set to approve SEC self-funding.
Senate Bill Will Allow Self-Funding of SEC
Bill follows urging of the SEC chairman and commissioners for a self-funded agency.
SEC Self-Funding: The Time Has Come
It is time to see if the SEC can better execute its mission under a self-funded model.
On SEC Funding, Congress Must Put Up or Shut Up (or Give Up and Allow Self-Funding)
When it comes to funding the SEC, it is time for Congress to put up, shut up, or perhaps just give up and allow the SEC to self-fund.
Reuters Video: Schapiro’s Newly Aggressive SEC
In this Reuters video, two former SEC officials, Howard Elisofon and former SEC Commissioner Paul Atkins, discuss SEC issues such as whether current SEC Chairman Mary Schapiro’s aggressive stance will be effective, and the concept of self-funding.