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Browse: Home / Self-funding

Self-funding

Hillary Clinton Pledges to Redefine Insider Trading, Self-Fund SEC | Compliance Week

By Securities Docket on October 9, 2015, 9:51 am

The Supreme Court announced this week that it will let stand the Second Circuit’s landmark insider trading decision in U.S. v. Newman. Hillary Clinton, however, says that as President she would not do the same, and that she would propose legislation to “clarify” the law post-Newman. via Hillary Clinton Pledges to Redefine Insider Trading, Self-Fund […]

Posted in Criminal, SEC, Top | Tagged Insider Trading, Newman, Politics, Self-funding

Add the ABA to List of Proponents of Self-Funding for SEC

Add the ABA to List of Proponents of Self-Funding for SEC

By Securities Docket on May 22, 2012, 6:45 pm

ABA weighs in, in favor of SEC self-funding.

Posted in SEC, Top | Tagged ABA, Self-funding

At 11th Hour, Congress Rejects Self-Funding for SEC

At 11th Hour, Congress Rejects Self-Funding for SEC

By Securities Docket on June 25, 2010, 9:20 am

Compromise measure establishes $100 million reserve fund for times of crisis.

Posted in SEC, Top | Tagged Self-funding, US Congress

House, Senate Reportedly Agree on SEC Self-Funding

House, Senate Reportedly Agree on SEC Self-Funding

By Securities Docket on June 16, 2010, 4:37 pm

Congress appears set to approve SEC self-funding.

Posted in SEC, Top | Tagged Self-funding, US Congress

Senate Bill Will Allow Self-Funding of SEC

Senate Bill Will Allow Self-Funding of SEC

By Securities Docket on November 9, 2009, 3:50 pm

Bill follows urging of the SEC chairman and commissioners for a self-funded agency.

Posted in SEC | Tagged Self-funding

SEC Self-Funding: The Time Has Come

SEC Self-Funding: The Time Has Come

By Securities Docket on September 9, 2009, 9:13 am

It is time to see if the SEC can better execute its mission under a self-funded model.

Posted in SD Insider | Tagged Self-funding

On SEC Funding, Congress Must Put Up or Shut Up (or Give Up and Allow Self-Funding)

On SEC Funding, Congress Must Put Up or Shut Up (or Give Up and Allow Self-Funding)

By Securities Docket on August 11, 2009, 3:23 pm

When it comes to funding the SEC, it is time for Congress to put up, shut up, or perhaps just give up and allow the SEC to self-fund.

Posted in SD Insider | Tagged Features, Self-funding, US Congress | 1 Response

Reuters Video: Schapiro’s Newly Aggressive SEC

By Securities Docket on August 6, 2009, 8:53 pm

In this Reuters video, two former SEC officials, Howard Elisofon and former SEC Commissioner Paul Atkins, discuss SEC issues such as whether current SEC Chairman Mary Schapiro’s aggressive stance will be effective, and the concept of self-funding.

Posted in SEC, Video | Tagged Self-funding, Videos

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