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Browse: Home / Self-reporting

Self-reporting

To Self-Report or Not to Self-Report | Texas Lawyer

By Securities Docket on November 28, 2016, 10:06 am

Companies with effective compliance programs should expect that employees and others will at some point come forward to report potential wrongdoing. After all, internal reporting is one sign their programs are working. If the company determines that there has been a potential violation of the law, it is then faced with a decision that involves […]

Posted in Criminal, SEC, Top | Tagged Self-reporting

Reasonable Minds Can Disagree: SEC, Justice Part Ways on Rockwell Payments

Reasonable Minds Can Disagree: SEC, Justice Part Ways on Rockwell Payments

By Securities Docket on May 6, 2011, 11:05 am

Should SEC have penalized company that self-reported violations?

Posted in SEC, Top | Tagged FCPA, Self-reporting

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