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SEC official pushes back against criticism of share-class crackdown
By Securities Docket on October 24, 2019, 11:15 am
Critics said the SEC launched the share-class initiative without explaining to firms the disclosure rubric. They assert that the SEC changed its expectations without providing a chance for public comment — in other words, the SEC was engaging in rule-making by enforcement. But Steven Peikin, co-director of the SEC Enforcement Division, said the industry should […]
Posted in SEC, Top | Tagged Share-Class