• Home
  • About
  • Webcasts
  • ‘Enforcement 40’ for 2020
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / SIPC

SIPC

Congressional Delegations Urge SEC to Appeal SIPC Case to U.S. Supreme Court | Compliance Week

By Securities Docket on August 14, 2014, 2:13 pm

Numerous members of Congress are now urging the SEC to appeal a July 18, 2014 decision by the U.S. Court of Appeals for the District of Columbia Circuit in the SEC’s lawsuit against SIPC. The case concerns whether approximately 7,000 investors harmed in the Stanford Financial Ponzi scheme can recover rom SIPC. via Congressional Delegations […]

Posted in SEC, Top | Tagged SIPC, Supreme Court

U.S. SEC battles with industry fund over Stanford victims’ claims — Reuters

By Securities Docket on October 17, 2013, 4:11 pm

In oral arguments on Wednesday, a lawyer for the U.S. Securities and Exchange Commission urged the U.S. Court of Appeals for the District of Columbia to force the fund to start court proceedings so that victims can file claims to recover at least a portion of the millions of dollars they lost. The Securities Investor […]

Posted in Industry, SEC, Top | Tagged SIPC, Stanford

Madoff Trustee Distributes Additional $2.4 Billion to Victims

Madoff Trustee Distributes Additional $2.4 Billion to Victims

By Securities Docket on September 20, 2012, 5:29 pm

Distribution will fully satisfy claims by 1,074 account holders.

Posted in Criminal, Industry | Tagged Madoff, SIPC

SEC appeals in bid to help Stanford victims file claims

SEC appeals in bid to help Stanford victims file claims

By Securities Docket on September 4, 2012, 11:42 am

SEC: “We believe investors who bought Stanford CDs through the Stanford broker-dealer are protected under the law.”

Posted in SEC, Top | Tagged SIPC, Stanford

Judge to have say in SIPC’s role in Stanford claims

Judge to have say in SIPC’s role in Stanford claims

By Securities Docket on February 10, 2012, 2:37 pm

Court asserts authority to decide SEC’s power over SIPC in Stanford claims process.

Posted in SEC, Top | Tagged SIPC, Stanford

SIPC Rebuffs Stanford Investors Demands to Cover Losses – US Business News

SIPC Rebuffs Stanford Investors Demands to Cover Losses – US Business News

By Securities Docket on December 7, 2011, 12:12 pm

SIPC says it has “fundamental disagreement” with SEC on Stanford coverage.

Posted in Industry, SEC | Tagged SIPC

SEC is urged to sue over Stanford victims’ claims

SEC is urged to sue over Stanford victims’ claims

By Securities Docket on December 7, 2011, 12:12 pm

Senator calls on SEC to take legal action to compel SIPC to take action.

Posted in Industry, SEC, Top | Tagged SIPC, Stanford Financial

Madoff trustee’s loss calculation method upheld

Madoff trustee’s loss calculation method upheld

By Securities Docket on August 16, 2011, 6:08 pm

Appeals court upholds defeat to Madoff “net winners.”

Posted in Criminal, Industry, Top | Tagged SIPC, Trustee

Judge Agrees With Trustee, Feeder Fund Investors Not Madoff Customers

Judge Agrees With Trustee, Feeder Fund Investors Not Madoff Customers

By Securities Docket on June 29, 2011, 12:06 pm

Judge rules feeder fund investors not eligible for certain payments of up to $500,000 from SIPC.

Posted in Industry, Top | Tagged SIPC, Trustee

SEC Directs SIPC to Liquidate Stanford Group Co., Review Customer Claims

SEC Directs SIPC to Liquidate Stanford Group Co., Review Customer Claims

By Securities Docket on June 15, 2011, 7:06 pm

SEC says certain individuals who invested money through Stanford Group are entitled to protections of SIPC.

Posted in Industry, SEC, Top | Tagged Reports, SIPC

Next »

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2021 Securities Docket.

Powered by WordPress and Hybrid.