• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Past Events
  • Contact
Securities Docket
Experts in Risk
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / South Africa

South Africa

The ‘I did not apply my mind’ defense to insider trading | Compliance Week

By Securities Docket on June 2, 2016, 11:31 am

In the U.S., we are pretty firm on the concept that “Ignorance of the law is no excuse.” And I would argue the U.S. is even more firmly against the novel concept of “I knew about the law, but I just wasn’t thinking about it at the time and now I’m sorry for violating it.” […]

Posted in Global, Top | Tagged Insider Trading, South Africa

South Africa: FSB Fines Executive for Insider Trading

South Africa: FSB Fines Executive for Insider Trading

By Securities Docket on October 21, 2009, 2:18 pm

Executive at advisory firm fined R150,000.

Posted in Global | Tagged Insider Trading, South Africa

South Africa: Companies Bill Would Enable Class Actions Against Officers and Directors

By Securities Docket on September 17, 2008, 2:29 pm

Section 157 of the Companies Bill now pending in South Africa may bring the class action into mainstream corporate and commercial activity in that country.  As discussed in an article in the South African Insurance Times & Investments News, the class action has historically been a seldom-used procedure in South Africa, restricted to Bill of […]

Posted in Global | Tagged Legislation, South Africa

Subscribe

‘Enforcement 40’ for 2020

The inside story behind the collapse of Queensland Nickel

Our Sponsors

Securities-Docket_260x125_14Sec

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events