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Browse: Home / SOX 304

SOX 304

Guest Column: Commission Alleges Violation of SOX 304

Guest Column: Commission Alleges Violation of SOX 304

By Securities Docket on August 6, 2009, 10:42 am

Guest columnists Nader H. Salehi and Elizabeth A. Marino of the law firm Bingham McCutchen LLP write that in SEC v. Maynard L. Jenkins, the Commission has broken new ground, essentially interpreting SOX 304 to have a strict liability standard.

Posted in SEC | Tagged Clawback, Features, Guest Columns, SOX 304 | 2 Responses

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