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Join the Securities Litigation and Enforcement Group on LinkedInFormer Rep. Michael Oxley, Co-Author of “SOX,” Dies at Age 71 | Compliance Week
Former U.S. Rep. Michael G. Oxley, co-author of the landmark Sarbanes–Oxley Act of 2002, died January 1, 2016, at age 71. SOX was enacted July 30, 2002, in response to a series of massive accounting scandals involving public companies such as Enron and Worldcom. via Former Rep. Michael Oxley, Co-Author of “SOX,” Dies at Age […]
Jan. 28 Webcast: CFO Liability — the Toughest Job in Corporate America
Please join John J. Carney, Mark Gerber and Craig Carpenito for this free webcast.
Court: Dodd-Frank Amendment Expanding Whistleblower Protections Applies Retroactively
Court holds Dodd-Frank amendment SOX that protects employees of subsidiaries of public companies applies retroactively.
SEC Files Novel “Clawback” Action Under SOX 304
The SEC has asked a federal court in Arizona to order the former CEO of CSK Auto Corporation to reimburse the company and its shareholders more than $4 million under SOX 304. According to the SEC, this is the first action seeking reimbursement under the SOX “clawback” provision (Section 304) from an individual who is […]