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Browse: Home / Spousal Immunity

Spousal Immunity

“Spousal Immunity” Argument Rejected by Court in SEC Case

By Securities Docket on June 30, 2009, 10:50 am

The SEC’s ongoing inquiry into possible insider trading in shares of Restoration Hardware has raised some interesting issues of spousal immunity. On Friday, however, a court ruled that Lena Yan may not avoid testifying before the SEC in its ongoing investigation into possible insider trading by her husband, Daniel Hew.

Posted in SEC | Tagged Features, Spousal Immunity

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