‘Enforcement 40’ for 2020
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By Securities Docket on January 18, 2012, 11:02 pm
Allen Stanford plans to testify in his own defense in upcoming trial.
By Securities Docket on January 5, 2012, 5:23 pm
Complaint alleges private attorney aided and abetted fraud by “obstructing an SEC investigation” of Stanford’s operations.
By Securities Docket on December 7, 2011, 12:12 pm
Senator calls on SEC to take legal action to compel SIPC to take action.
By Securities Docket on November 17, 2011, 7:11 pm
Stanford trustee asks court for permission to set up a claims process.
By Securities Docket on September 16, 2011, 12:09 pm
Prosecutors probing whether Société Générale failed to follow due diligence procedures, ask questions.
By Securities Docket on June 17, 2011, 7:06 pm
Trustee demands return of nearly $55 million in alleged “fraudulent transfers” to Libyans.
By Securities Docket on April 8, 2011, 7:04 pm
Government argues “Congress did not intend to provide for judicial review of the quality of investigative efforts.’’
By Securities Docket on June 28, 2010, 3:55 pm
Former Chief Investment Officer Pendergest-Holt’s motion to sever her trial is granted.
By Amanda Harding on April 2, 2010, 10:15 am
Stanford requests fourth set of attorneys after disagreement on strategy.
By Amanda Harding on March 3, 2010, 7:42 am
Panel hears oral arguments regarding insurance coverage of defense costs.