By Securities Docket on September 9, 2011, 11:09 am
Action follows firm’s alleged failure to produce documents related to SEC’s investigation into possible fraud by firm’s client, Longtop Financial.
Posted in Global, SEC, Top | Tagged Subpoenas
By Securities Docket on December 2, 2009, 10:27 am
SEC reportedly probing trading before numerous health care and retail deals.
Posted in SEC | Tagged Insider Trading, Subpoenas
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