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It is a long and rarely-traveled road between receiving a subpoena for documents or testimony from the SEC and actually getting yourself arrested, but Anthony Coronati completed the journey down that road today when he was arrested by the U.S. Marshals Service. via SEC Subpoena Enforcement for Documents and Testimony Results in Rare Arrest – […]
Bristol-Myers discloses SEC subpoena seeking information related to sales and marketing practices in “various countries.”
Deloitte Touche Tohmatsu warns of grave risks if it produces workpapers demanded by the SEC.
Under what circumstances will the SEC file a subpoena enforcement action to seek to compel production of documents?
Deloitte says Chinese law prohibits it from turning over documents to foreign regulators.
Action follows firm’s alleged failure to produce documents related to SEC’s investigation into possible fraud by firm’s client, Longtop Financial.
SEC reportedly probing trading before numerous health care and retail deals.