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Browse: Home / Subpoenas / Page 2

Subpoenas

SEC Files Subpoena Enforcement Action Against Deloitte & Touche in Shanghai

SEC Files Subpoena Enforcement Action Against Deloitte & Touche in Shanghai

By Securities Docket on September 9, 2011, 11:09 am

Action follows firm’s alleged failure to produce documents related to SEC’s investigation into possible fraud by firm’s client, Longtop Financial.

Posted in Global, SEC, Top | Tagged Subpoenas

SEC Issues Flurry of Subpoenas Related to Hedge Funds, Bankers

SEC Issues Flurry of Subpoenas Related to Hedge Funds, Bankers

By Securities Docket on December 2, 2009, 10:27 am

SEC reportedly probing trading before numerous health care and retail deals.

Posted in SEC | Tagged Insider Trading, Subpoenas

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