‘Enforcement 40’ for 2020
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By Securities Docket on January 29, 2014, 7:06 am
The provocative theory is that the big banks have not paid enough in recent legal settlements to make amends for their role in stoking the subprime housing boom and bust. Hedge funds, contending that the banks have so far underpaid, have bought subprime mortgage-backed bonds, which they hope will rise in value. That would happen […]
By Securities Docket on February 2, 2012, 4:10 pm
SEC charges investment bankers at Credit Suisse Group with scheme to overstate the prices of $3 billion in subprime bonds.
By Securities Docket on December 20, 2011, 2:12 pm
The S.E.C. brings a “crowd-pleasing case.”
By Securities Docket on November 2, 2011, 1:11 pm
ALJ finds two executives were unaware of the vulnerability of the subprime securities when they made disclosures.
By Securities Docket on October 21, 2011, 3:10 pm
S&P argues to SEC why agency should not commence enforcement proceedings related to ratings of subprime mortgage-related securities.
By Securities Docket on April 16, 2010, 10:50 am
SEC alleges fraud in structuring and marketing of CDO tied to subprime mortgages.
By Securities Docket on March 19, 2010, 1:27 pm
Court rejects argument that CIBC could have anticipated subprime crisis as alleged.
By Securities Docket on February 9, 2010, 6:41 pm
The SEC requests information from Paulson & Co. in connection with probe into subprime fraud.
By Securities Docket on February 5, 2010, 9:25 pm
State Street Bank agrees to pay more than $300 million to settle SEC charges.