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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInHedge Fund Survey Shows Misconduct Believed to be Widespread – Compliance Week
A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing to authorities. via Hedge Fund Survey Shows Misconduct Believed to be Widespread – Compliance Week
After One Year, 24% of UK Managers Still ‘Dangerously Ignorant’ About Bribery Act – Compliance Week
A recent survey of UK executives and managers shows many remain “dangerously ignorant.”
Public Now Views SEC More Unfavorably than IRS
A recently conducted survey confirms that the Securities and Exchange Commission is now viewed unfavorably by a remarkable 55% of respondents. To put this into some context, the percentage of unfavorable opinions of the SEC exceeded even that of the Internal Revenue Service!
Miller & Chevalier Latin America Survey Finds Corruption Remains Significant Obstacle
A Latin America Corruption Survey conducted by US law firm Miller & Chevalier and six Latin American law firms indicates that corruption continues to be a widespread and costly problem for businesses in the region. Miller & Chevalier’s Homer Moyer stated that “Respondents to our survey see corruption as a significant obstacle for their businesses. […]