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By Securities Docket on April 4, 2013, 8:18 am
A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing to authorities. via Hedge Fund Survey Shows Misconduct Believed to be Widespread – Compliance Week
By Securities Docket on October 5, 2012, 3:28 pm
A recent survey of UK executives and managers shows many remain “dangerously ignorant.”
By Securities Docket on July 9, 2010, 9:27 am
Sutherland Asbill survey finds spike in 2009 fines.
By Securities Docket on May 22, 2009, 1:04 pm
A recently conducted survey confirms that the Securities and Exchange Commission is now viewed unfavorably by a remarkable 55% of respondents. To put this into some context, the percentage of unfavorable opinions of the SEC exceeded even that of the Internal Revenue Service!
By Securities Docket on October 28, 2008, 6:41 am
A Latin America Corruption Survey conducted by US law firm Miller & Chevalier and six Latin American law firms indicates that corruption continues to be a widespread and costly problem for businesses in the region. Miller & Chevalier’s Homer Moyer stated that “Respondents to our survey see corruption as a significant obstacle for their businesses. […]