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By Securities Docket on June 5, 2023, 7:44 am
We learned a huge amount from the study and it was a no-brainer to do it again. This time we went bigger, asking the top 50 securities defense law firms in the US 62 questions (compared to asking the top 25 firms 45 questions last year). We would like to thank those who completed the […]
By Securities Docket on April 4, 2013, 8:18 am
A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing to authorities. via Hedge Fund Survey Shows Misconduct Believed to be Widespread – Compliance Week
By Securities Docket on October 5, 2012, 3:28 pm
A recent survey of UK executives and managers shows many remain “dangerously ignorant.”
By Securities Docket on July 9, 2010, 9:27 am
Sutherland Asbill survey finds spike in 2009 fines.
By Securities Docket on May 22, 2009, 1:04 pm
A recently conducted survey confirms that the Securities and Exchange Commission is now viewed unfavorably by a remarkable 55% of respondents. To put this into some context, the percentage of unfavorable opinions of the SEC exceeded even that of the Internal Revenue Service!
By Securities Docket on October 28, 2008, 6:41 am
A Latin America Corruption Survey conducted by US law firm Miller & Chevalier and six Latin American law firms indicates that corruption continues to be a widespread and costly problem for businesses in the region. Miller & Chevalier’s Homer Moyer stated that “Respondents to our survey see corruption as a significant obstacle for their businesses. […]