‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSEC puts emphasis on protecting teachers, military personnel from overpaying for advice
As the SEC was working on the regulatory package, it found that those two groups of investors were “particularly susceptible” to paying too much for advice, SEC Chairman Jay Clayton told the Securities Enforcement Forum in Washington. “Teachers and military folks hold a special place in all our hearts at the SEC,” Mr. Clayton said. […]