‘Enforcement 40’ for 2020
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By Securities Docket on May 13, 2020, 8:08 am
The agency has received over 4,000 such tips since mid-March, representing a 35% increase over the same period a year ago, Steven Peikin, co-director of the SEC’s Enforcement Division, told attendees of a virtual conference. via Tips to U.S. Securities and Exchange Commission have surged in recent weeks -official – Reuters.