‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSelerity Strikes Gold with Early Look at Twitter Earnings Release | Compliance Week
This week, a data services company called Selerity used an automated system and some very aggressive digging to obtain early — and highly lucrative — information about Twitter’s earnings. via Selerity Strikes Gold with Early Look at Twitter Earnings Release | Compliance Weetrader
Trader Sentenced to 30 Months in Prison for ‘Brazen, Ill-Conceived’ Scheme – Compliance Week
One year after taking down his entire brokerage firm through a scheme that the SEC labeled as “deliberate, brazen, and ultimately ill-conceived,” former trader David Miller was sentenced to 2 1/2 years in prison. Miller pleaded guilty in April 2013 to charges of wire fraud and conspiracy to commit wire and securities fraud. via Trader Sentenced to […]
Jérôme Kerviel: The Comic Book
Remember when you read about (or maybe for some of you, represented) Jérôme Kerviel, the 31-year old junior trader who nearly brought down French bank, Société Générale, with his rogue trading? Remember when you said to yourself, “someone should really make a comic book about this?” No? Well, either way, “The Diary of Jérôme Kerviel” hits […]