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Traders

Selerity Strikes Gold with Early Look at Twitter Earnings Release | Compliance Week

By Securities Docket on April 29, 2015, 12:56 pm

This week, a data services company called Selerity used an automated system and some very aggressive digging to obtain early — and highly lucrative — information about Twitter’s earnings. via Selerity Strikes Gold with Early Look at Twitter Earnings Release | Compliance Weetrader

Posted in Industry, Top | Tagged Traders

Trader Sentenced to 30 Months in Prison for ‘Brazen, Ill-Conceived’ Scheme – Compliance Week

By Securities Docket on November 20, 2013, 5:59 pm

One year after taking down his entire brokerage firm through a scheme that the SEC labeled as “deliberate, brazen, and ultimately ill-conceived,” former trader David Miller was sentenced to 2 1/2 years in prison. Miller pleaded guilty in April 2013 to charges of wire fraud and conspiracy to commit wire and securities fraud. via Trader Sentenced to […]

Posted in Criminal, SEC, Top | Tagged Sentencing, Traders

Jérôme Kerviel: The Comic Book

Jérôme Kerviel: The Comic Book

By Securities Docket on September 19, 2008, 11:26 am

Remember when you read about (or maybe for some of you, represented) Jérôme Kerviel, the 31-year old junior trader who nearly brought down French bank, Société Générale, with his rogue trading?  Remember when you said to yourself, “someone should really make a comic book about this?”  No? Well, either way, “The Diary of Jérôme Kerviel” hits […]

Posted in Uncategorized | Tagged Traders

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