• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / Trading

Trading

Stock Trades of SEC Employees — HLS Forum on Corp. Gov.

By Securities Docket on November 20, 2017, 10:46 am

These results are indicative of SEC employees being either: (i) skilled investors, (ii) lucky investors, or (iii) privately informed. We cannot confirm that our results are driven by trades on non-public information. While we do observe some unusual trading patterns around certain SEC activity (e.g., trading prior to enforcement actions and after whistleblower tips), several […]

Posted in SEC, Top | Tagged Research, Trading

Catherine McGuire to Retire After More Than 40 Years at the SEC

By Securities Docket on September 20, 2017, 7:55 am

The Securities and Exchange Commission today announced that Catherine McGuire, Counsel in the Division of Trading and Markets, is retiring after 44 years at the SEC. via Catherine McGuire to Retire After More Than 40 Years at the SEC

Posted in People, SEC, Top | Tagged Regulators, Trading

Securities Suit Filed Against JP Morgan Chase Over Massive Trading Losses

Securities Suit Filed Against JP Morgan Chase Over Massive Trading Losses

By Securities Docket on May 16, 2012, 12:53 pm

Shareholders file suit in wake of JP Morgan’s $2 billion trading loss.

Posted in Class Actions, Top | Tagged Trading

Subscribe

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.