‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInStock Trades of SEC Employees — HLS Forum on Corp. Gov.
These results are indicative of SEC employees being either: (i) skilled investors, (ii) lucky investors, or (iii) privately informed. We cannot confirm that our results are driven by trades on non-public information. While we do observe some unusual trading patterns around certain SEC activity (e.g., trading prior to enforcement actions and after whistleblower tips), several […]
Catherine McGuire to Retire After More Than 40 Years at the SEC
The Securities and Exchange Commission today announced that Catherine McGuire, Counsel in the Division of Trading and Markets, is retiring after 44 years at the SEC. via Catherine McGuire to Retire After More Than 40 Years at the SEC
Securities Suit Filed Against JP Morgan Chase Over Massive Trading Losses
Shareholders file suit in wake of JP Morgan’s $2 billion trading loss.