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Training

The ‘Gamification’ of Insider Trading Compliance Training – Compliance Week

By Securities Docket on August 8, 2013, 8:39 am

True Office is trying to make compliance training more interesting and effective — by turning it into a video game. Last week the company released games focused on insider trading and U.K. Bribery Act compliance that seek to “transform mandatory training into a fun and quantifiable experience.” via The ‘Gamification’ of Insider Trading Compliance Training […]

Posted in Industry, Top | Tagged Compliance, Games, Insider Trading, Training

Dechert’s Duncan Wiggetts Takes Corporate Training Videos to New Heights – Compliance Week

By Securities Docket on July 16, 2013, 12:35 pm

Meet Duncan Wiggetts, a partner at law firm Dechert LLP who is the creator of four films that are undoubtedly “the most professional, star-studded examples of an underappreciated genre: The corporate training video.” via Dechert’s Duncan Wiggetts Takes Corporate Training Videos to New Heights – Compliance Week

Posted in Industry, Top | Tagged Training, Videos

Back to School

Back to School

By Securities Docket on September 3, 2009, 2:16 pm

Lawyers and accountants at the SEC may find themselves going back to “fraud college.”

Posted in SEC | Tagged Regulators, Training

SEC’s OCIE Unit Ramps Up Training on Detecting Ponzi Schemes

By Securities Docket on March 24, 2009, 6:11 am

Burned by its high-profile failure in the Madoff case, the SEC is ramping up its training of staff on how to detect certain types of securities fraud. Reuters reports that the SEC’s inspection unit (the Office of Compliance Inspections and Examinations) is now offering 90-minute classes for employees on topics such as “Basics of Ponzi […]

Posted in SEC | Tagged Features, Ponzis, Training | 1 Response

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