‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInThe ‘Gamification’ of Insider Trading Compliance Training – Compliance Week
True Office is trying to make compliance training more interesting and effective — by turning it into a video game. Last week the company released games focused on insider trading and U.K. Bribery Act compliance that seek to “transform mandatory training into a fun and quantifiable experience.” via The ‘Gamification’ of Insider Trading Compliance Training […]
Dechert’s Duncan Wiggetts Takes Corporate Training Videos to New Heights – Compliance Week
Meet Duncan Wiggetts, a partner at law firm Dechert LLP who is the creator of four films that are undoubtedly “the most professional, star-studded examples of an underappreciated genre: The corporate training video.” via Dechert’s Duncan Wiggetts Takes Corporate Training Videos to New Heights – Compliance Week
Back to School
Lawyers and accountants at the SEC may find themselves going back to “fraud college.”
SEC’s OCIE Unit Ramps Up Training on Detecting Ponzi Schemes
Burned by its high-profile failure in the Madoff case, the SEC is ramping up its training of staff on how to detect certain types of securities fraud. Reuters reports that the SEC’s inspection unit (the Office of Compliance Inspections and Examinations) is now offering 90-minute classes for employees on topics such as “Basics of Ponzi […]