‘Enforcement 40’ for 2020
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By Securities Docket on January 23, 2017, 10:53 am
The sizable learning curve of the likely next chairman of the Securities and Exchange Commission plus vacancies on the commission and in several key agency divisions should add up to an extended quiet period, veteran SEC watchers say. via SEC expected to come out of gate slowly – Pensions & Investments.
By Securities Docket on November 10, 2016, 8:33 am
In a sign of Mr. Trump’s rightward tilt, former SEC Commissioner Paul Atkins is heading up the president-elect’s transition team’s work concerning the SEC, the Commodity Futures Trading Commission and other financial regulators that historically operate independently of the White House, these people said. Mr. Atkins is an outspoken opponent of a range of postcrisis […]