Verdicts

A former banker accused of leaking deal tips to his dad was convicted of insider trading — again – Pulse Ghana

By Securities Docket on September 24, 2019, 7:56 am

The second time isn’t a charm for Sean Stewart. The former managing director of Perella Weinberg Partners was convicted of insider trading for leaking information to his father, on Monday. The trial was the second time Stewart’s case has been heard in court, and the second time he’s been found guilty. The jurors deliberated for […]

Posted in Criminal, Top | Tagged Insider Trading, Verdicts

SEC Wins Jury Trial Against Broker Charged with Insider Trading

By Securities Docket on August 15, 2019, 8:49 am

Today, jurors in Atlanta federal court returned a verdict finding New Jersey securities broker Raymond J. Pirrello, Jr. liable for insider trading in advance of three merger and acquisition transactions. via SEC Wins Jury Trial Against Broker Charged with Insider Trading.

Posted in SEC, Top | Tagged Insider Trading, Verdicts

SEC Loses Second Insider-Trading Case in Seven Days – Law Blog – WSJ

By Securities Docket on June 9, 2014, 7:56 am

The Securities and Exchange Commission lost its second insider-trading trial in the space of seven days, when a federal jury on Friday cleared a former chief executive of a California chip maker via SEC Loses Second Insider-Trading Case in Seven Days – Law Blog – WSJ.

Posted in SEC, Top | Tagged Insider Trading, Verdicts

All Five Madoff Employees Found Guilty Of Fraud – Law Blog – WSJ

By Securities Docket on March 24, 2014, 3:32 pm

Five former employees of Bernie Madoff were found guilty on Monday of helping the imprisoned Ponzi schemer perpetrate the largest financial fraud in history. The defendants — two trading managers, two computer programmers and his firm’s director of operations — were found guilty of securities fraud and of conspiracy to defraud investors. via All Five Madoff […]

Posted in Criminal, Top | Tagged Madoff, Verdicts