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By Securities Docket on September 24, 2019, 7:56 am
The second time isn’t a charm for Sean Stewart. The former managing director of Perella Weinberg Partners was convicted of insider trading for leaking information to his father, on Monday. The trial was the second time Stewart’s case has been heard in court, and the second time he’s been found guilty. The jurors deliberated for […]
By Securities Docket on August 15, 2019, 8:49 am
Today, jurors in Atlanta federal court returned a verdict finding New Jersey securities broker Raymond J. Pirrello, Jr. liable for insider trading in advance of three merger and acquisition transactions. via SEC Wins Jury Trial Against Broker Charged with Insider Trading.
By Securities Docket on June 9, 2014, 7:56 am
The Securities and Exchange Commission lost its second insider-trading trial in the space of seven days, when a federal jury on Friday cleared a former chief executive of a California chip maker via SEC Loses Second Insider-Trading Case in Seven Days – Law Blog – WSJ.
By Securities Docket on March 24, 2014, 3:32 pm
Five former employees of Bernie Madoff were found guilty on Monday of helping the imprisoned Ponzi schemer perpetrate the largest financial fraud in history. The defendants — two trading managers, two computer programmers and his firm’s director of operations — were found guilty of securities fraud and of conspiracy to defraud investors. via All Five Madoff […]
By Securities Docket on February 14, 2013, 3:33 pm
Five men found to have engaged in illegal insider trading in shares of Eveready Inc.
By Securities Docket on May 11, 2011, 3:05 pm
Rajaratnam found guilty of all 14 counts of securities fraud and conspiracy.
By Securities Docket on July 14, 2010, 4:13 pm
SEC loses battle against defendants but gains a crucial jurisdictional victory in derivatives area.
By Securities Docket on June 25, 2010, 2:43 pm
Lower court had previously thrown out jury verdict in 2008.
By Securities Docket on June 23, 2010, 4:27 pm
Florida appeals court rules trial was improperly split into three phases.