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Browse: Home / Waivers

Waivers

Recent Decision Finds Waiver Based on “Oral Downloads” to the SEC – Lexology

By Securities Docket on February 19, 2018, 10:58 am

A federal magistrate judge in the Southern District of Florida recently ruled that a law firm had waived work product protection over notes and memoranda of witness interviews when it provided “oral downloads” of those interviews to the Securities and Exchange Commission (“SEC”). In a December 5, 2017 opinion, SEC v. Herrera, No. 17-cv-20301 (S.D. […]

Posted in SEC, Top | Tagged Waivers

Archived Version and Materials for April 18 Webcast: ‘The Curious Case of Carlyle … and Efforts to Shut Down Investor Access to the Courts’

Archived Version and Materials for April 18 Webcast: ‘The Curious Case of Carlyle … and Efforts to Shut Down Investor Access to the Courts’

By Securities Docket on April 20, 2012, 2:12 pm

Barbara Black, Adam Pritchard and Salvatore Graziano joined us for this webcast.

Posted in Class Actions, SD Insider, Top | Tagged IPOs, Waivers, Webcasts

April 18 Webcast: The Curious Case of Carlyle…and Efforts to Shut Down Investor Access to the Courts

April 18 Webcast: The Curious Case of Carlyle…and Efforts to Shut Down Investor Access to the Courts

By Securities Docket on March 27, 2012, 6:14 pm

Please join Barbara Black, Adam Pritchard and Salvatore Graziano for this free webcast.

Posted in Class Actions, SD Insider, Top | Tagged Arbitration, Class Actions, Waivers, Webcasts | 1 Response

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