‘Enforcement 40’ for 2020
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By Securities Docket on February 19, 2018, 10:58 am
A federal magistrate judge in the Southern District of Florida recently ruled that a law firm had waived work product protection over notes and memoranda of witness interviews when it provided “oral downloads” of those interviews to the Securities and Exchange Commission (“SEC”). In a December 5, 2017 opinion, SEC v. Herrera, No. 17-cv-20301 (S.D. […]
By Securities Docket on April 20, 2012, 2:12 pm
Barbara Black, Adam Pritchard and Salvatore Graziano joined us for this webcast.
By Securities Docket on March 27, 2012, 6:14 pm
Please join Barbara Black, Adam Pritchard and Salvatore Graziano for this free webcast.