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Join the Securities Litigation and Enforcement Group on LinkedInState Street Discloses Receipt of Wells Notice from SEC
In its Form 10-Q filed August 7, 2009, State Street Corp. disclosed that on June 25, 2009, SEC staff sent it a Wells notice related to the SEC’s ongoing investigation into disclosures and management by SSgA of its active fixed-income strategies during 2007 and prior periods. The company stated that The SEC Staff has informed […]