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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInASIC to use phone taps to prosecute insider trading | afr.com
The corporate regulator may soon be able to listen to intercepted telephone calls to prosecute insider trading, after Treasury found ASIC’s investigation into at least two suspected insider trading cases failed because it did not have the power to use intercepted telephone conversations. In a consultation paper released on Thursday, Treasury said the Australian Securities […]
More Use of Wiretaps Is Likely to Come in Trading Cases – DealBook
The Justice Department continued its string of victories in insider trading cases after the United States Court of Appeals for the Second Circuit in Manhattan affirmed the insider trading convictions of Raj Rajaratnam. The decision validates the government’s use of wiretaps as a means to investigate this type of crime. In turn, prosecutors will have […]
New Ontario Securities Commission unit will target fraud — Toronto Star
Canada’s stock market watchdog has created a new unit with the power to use wiretaps and surveillance to tackle fraud and white-collar crime in the criminal court system. The Ontario Securities Commission said Friday that its new joint serious offences team will focus on the “street crime” of the financial world — ponzi schemes and […]
Judging if Wiretaps Are Necessary – DealBook
Second Circuit to hear critical wiretap argument in insider trading case.
Insider trading: Why do feds treat it like a mob crime?
To get wiretaps, prosecutors had to “stretch the law toward its breaking point.”
Expert-networking defendant challenges wiretap
Defendant in New York case argues government’s wiretap application was too broad.
Defendants Ordered to Turn Over Wiretaps in Galleon Case to SEC
Defendants in Galleon Group insider trading case must turn over wiretaps to the SEC.
SEC Admits It Received Galleon Wiretaps Mistakenly Sent by SDNY
Federal prosecutors mistakenly sent SEC wiretaps from Galleon criminal investigation.
SEC Seeks Galleon Wiretaps in Civil Case
SEC seeking wiretaps from Galleon’s criminal investigation in its civil case.