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Browse: Home / Wiretaps

Wiretaps

ASIC to use phone taps to prosecute insider trading | afr.com

By Securities Docket on July 20, 2017, 9:38 am

The corporate regulator may soon be able to listen to intercepted telephone calls to prosecute insider trading, after Treasury found ASIC’s investigation into at least two suspected insider trading cases failed because it did not have the power to use intercepted telephone conversations. In a consultation paper released on Thursday, Treasury said the Australian Securities […]

Posted in Global, Top | Tagged Australia, Wiretaps

More Use of Wiretaps Is Likely to Come in Trading Cases – DealBook

By Securities Docket on June 25, 2013, 9:45 am

The Justice Department continued its string of victories in insider trading cases after the United States Court of Appeals for the Second Circuit in Manhattan affirmed the insider trading convictions of Raj Rajaratnam. The decision validates the government’s use of wiretaps as a means to investigate this type of crime. In turn, prosecutors will have […]

Posted in Criminal | Tagged Appellate, Web Watch, Wiretaps

New Ontario Securities Commission unit will target fraud — Toronto Star

By Securities Docket on June 17, 2013, 6:49 am

Canada’s stock market watchdog has created a new unit with the power to use wiretaps and surveillance to tackle fraud and white-collar crime in the criminal court system. The Ontario Securities Commission said Friday that its new joint serious offences team will focus on the “street crime” of the financial world — ponzi schemes and […]

Posted in Global, Top | Tagged Canada, Regulators, Wiretaps

Judging if Wiretaps Are Necessary - DealBook

Judging if Wiretaps Are Necessary – DealBook

By Securities Docket on October 25, 2012, 4:25 pm

Second Circuit to hear critical wiretap argument in insider trading case.

Posted in Criminal | Tagged Appellate, Raj Rajaratnam, Web Watch, Wiretaps

Insider trading: Why do feds treat it like a mob crime?

Insider trading: Why do feds treat it like a mob crime?

By Securities Docket on December 21, 2011, 8:55 pm

To get wiretaps, prosecutors had to “stretch the law toward its breaking point.”

Posted in Criminal | Tagged Insider Trading, Web Watch, Wiretaps

Expert-networking defendant challenges wiretap

Expert-networking defendant challenges wiretap

By Securities Docket on August 3, 2011, 7:08 pm

Defendant in New York case argues government’s wiretap application was too broad.

Posted in Criminal, Top | Tagged Insider Trading, Wiretaps

Defendants Ordered to Turn Over Wiretaps in Galleon Case to SEC

Defendants Ordered to Turn Over Wiretaps in Galleon Case to SEC

By Amanda Harding on February 10, 2010, 3:28 pm

Defendants in Galleon Group insider trading case must turn over wiretaps to the SEC.

Posted in Criminal, SEC | Tagged Insider Trading, Wiretaps

SEC Admits It Received Galleon Wiretaps Mistakenly Sent by SDNY

SEC Admits It Received Galleon Wiretaps Mistakenly Sent by SDNY

By Amanda Harding on February 4, 2010, 3:35 pm

Federal prosecutors mistakenly sent SEC wiretaps from Galleon criminal investigation.

Posted in Criminal, SEC | Tagged Hearings, Insider Trading, Wiretaps

SEC Seeks Galleon Wiretaps in Civil Case

SEC Seeks Galleon Wiretaps in Civil Case

By Amanda Harding on January 26, 2010, 1:54 pm

SEC seeking wiretaps from Galleon’s criminal investigation in its civil case.

Posted in SEC | Tagged Discovery, Wiretaps

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