Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
Feb. 1 Webcast — SEC Enforcement: A Look Back at 2021, and What to Expect in 2022
Please join Bill McLucas, Doug Davison, Marty Wilczynski and Steve Richards for this free webcast.
SEC Enforcement: A Look Back at 2020, and What to Expect in 2021
Please join panelists Bill McLucas, Doug Davison, Marty Wilczynski and Jason Flemmons for this free webcast.
The Top Ten D&O Stories of 2019 | The D&O Diary
The liability environment for directors and officers is always in a state of change, but 2019 was a particularly eventful year in the D&O liability arena, with important consequences for the D&O insurance marketplace. The past year’s many developments have significant implications for what may lie ahead in 2020 – and possibly for years to […]
Dec. 10 Webcast: SEC Enforcement — Current Developments and What’s Ahead for 2020
Please join Bill McLucas, Doug Davison and Marty Wilczynski for this free webcast.
The Top Ten D&O Stories of 2018 | The D&O Diary
The world of directors’ and officers’ liability is always dynamic, but 2018 was a particularly eventful year in the D&O liability arena. The past year’s many developments have significant implications for what may lie ahead in 2019 – and possibly for years to come. I have set out below the Top Ten D&O Stories of […]
The SEC Enforcement Landscape – What to Watch in 2018
The coming year will continue to be a transitional period for the Enforcement Division. While it appears the new era will be marked mostly by consistency with past enforcement programs, we should expect to see a moderate decline in the number of enforcement actions, as well as changes in enforcement priorities. We should also expect […]
2017 Year in Review: Securities Litigation and Regulation | Cadwalader
The securities litigation and regulatory landscape in 2017 defies simple categorization. Plaintiffs filed 226 new federal class actions in the first half of 2017, more than double the average rate over the last 20 years, and an additional 99 federal class actions in the third quarter of 2017. In contrast, new SEC enforcement proceedings declined. […]
Jan. 18 Webcast: A Review of SEC Enforcement in 2017 and What’s Ahead for 2018
Please join Bill McLucas, Doug Davison, Marty Wilczynski and Steve Richards for this free webcast.
2017 Mid-Year Securities Enforcement Update — Gibson Dunn
The first half of 2017 was unusually quiet for the SEC’s Division of Enforcement. This undoubtedly stemmed from the change in administration following the November election. With Chair Mary Jo White and various other members of the agency’s senior leadership (including the Director of the Division of Enforcement) stepping down, and only two sitting Commissioners […]
Guest Post: SEC Enforcement — 2016 in Review and Looking Ahead to 2017
The questions facing the SEC are the same ones that it has faced many times before, but which events have now rendered acute.