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By Securities Docket on April 2, 2009, 11:59 pm
May 8 Webcast — Hedge Funds: A Brave New World of Regulation and Enforcement. http://is.gd/qlM5 # Securities class action filed in USDC for SDNY against Regions Financial Corp. http://is.gd/qlc0 # International Insider Trading Case Map: Q1 Update. http://is.gd/qiRO # Hong Kong: Former BNP Paribas VP and Girlfriend First to be Jailed for Insider Trading. http://is.gd/qgqm […]
Posted in Uncategorized | Tagged News Wire
By Securities Docket on April 2, 2009, 2:47 pm
On Friday, May 8, AlixPartners is sponsoring a webcast on one of the hottest and most controversial topics on Wall Street and in Washington: hedge funds.
Please join us as Philip Khinda of Steptoe & Johnson, Susan Markel of AlixPartners and Ellen Zimiles of Daylight Forensic & Advisory discuss the brave new world facing the hedge fund community and the coming wave of related regulation and enforcement initiatives.
Posted in Uncategorized | Tagged Features, Hedge Funds, Webcasts | 1 Response
By Securities Docket on April 2, 2009, 2:07 pm
Andrew J. Morris has joined law firm Carr Maloney as a new member in the firm’s D.C. office. The firm announced today that Morris, formerly a partner in the Washington, D.C. office of Mayer Brown, will continue to focus his practice on commercial litigation and government investigations with an emphasis on high-stakes disputes involving financial […]
By Securities Docket on April 2, 2009, 11:18 am
The popular International Insider Trading Case Map that can be seen on our front page has been updated through Q1. The full, interactive map is available here.
Posted in Global | Tagged Features, Insider Trading | 2 Responses
By Securities Docket on April 2, 2009, 6:59 am
Ma Hon-yeung, a former BNP Paribas vice president, and his girlfriend, Ivy Lo, have become the first people in Hong Kong to be jailed for insider share trading. Ma Hon-yeung, a former BNP Paribas vice president, was sent to prison for 26 months and fined 230,000 Hong Kong dollars ($29,500), while his girlfriend was imprisoned […]
Posted in Global | Tagged Insider Trading, Sentencing | 1 Response
By Securities Docket on April 2, 2009, 6:46 am
Bucking the generally weak IPO market, Rosetta Stone, an Arlington, Virginia-based language instruction company, plans to hold an initial public offering later this month which would be the first venture-capital-based IPO in six months. The Washington Post reports that Rosetta Stone will seek to raise as much as $106.3 million by offering 6.25 million shares […]