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By Securities Docket on April 2, 2009, 11:59 pm
May 8 Webcast — Hedge Funds: A Brave New World of Regulation and Enforcement. http://is.gd/qlM5 # Securities class action filed in USDC for SDNY against Regions Financial Corp. http://is.gd/qlc0 # International Insider Trading Case Map: Q1 Update. http://is.gd/qiRO # Hong Kong: Former BNP Paribas VP and Girlfriend First to be Jailed for Insider Trading. http://is.gd/qgqm […]
By Securities Docket on April 2, 2009, 2:47 pm
On Friday, May 8, AlixPartners is sponsoring a webcast on one of the hottest and most controversial topics on Wall Street and in Washington: hedge funds.
Please join us as Philip Khinda of Steptoe & Johnson, Susan Markel of AlixPartners and Ellen Zimiles of Daylight Forensic & Advisory discuss the brave new world facing the hedge fund community and the coming wave of related regulation and enforcement initiatives.
By Securities Docket on April 2, 2009, 2:07 pm
Andrew J. Morris has joined law firm Carr Maloney as a new member in the firm’s D.C. office. The firm announced today that Morris, formerly a partner in the Washington, D.C. office of Mayer Brown, will continue to focus his practice on commercial litigation and government investigations with an emphasis on high-stakes disputes involving financial […]
By Securities Docket on April 2, 2009, 11:18 am
The popular International Insider Trading Case Map that can be seen on our front page has been updated through Q1. The full, interactive map is available here.
By Securities Docket on April 2, 2009, 6:59 am
Ma Hon-yeung, a former BNP Paribas vice president, and his girlfriend, Ivy Lo, have become the first people in Hong Kong to be jailed for insider share trading. Ma Hon-yeung, a former BNP Paribas vice president, was sent to prison for 26 months and fined 230,000 Hong Kong dollars ($29,500), while his girlfriend was imprisoned […]
By Securities Docket on April 2, 2009, 6:46 am
Bucking the generally weak IPO market, Rosetta Stone, an Arlington, Virginia-based language instruction company, plans to hold an initial public offering later this month which would be the first venture-capital-based IPO in six months. The Washington Post reports that Rosetta Stone will seek to raise as much as $106.3 million by offering 6.25 million shares […]