By Securities Docket on September 30, 2009, 5:13 pm
AGCO agrees to settle case by disgorging $13.9 million, plus interest and penalties.
Posted in SEC | Tagged FCPA, Settlements
By Securities Docket on September 30, 2009, 3:32 pm
Court sets guidelines aside, finding “a good person who made a terrible mistake.”
Posted in Criminal | Tagged Insider Trading, Sentencing
By Securities Docket on September 30, 2009, 2:11 pm
Interview with Rep. Darrell Issa following today’s hearing.
Posted in SEC | Tagged US Congress
By Securities Docket on September 30, 2009, 11:03 am
Former CEO of Keefe Keefe, Bruyette & Woods sued by own family.
Posted in SEC | Tagged Insider Trading
By Securities Docket on September 30, 2009, 9:23 am
Receiver objects to “blatant attempt to end run this court.”
Posted in SEC | Tagged Receiver, Stanford Financial
By Securities Docket on September 30, 2009, 6:55 am
Get caught up with the Securities Docket A.M. News Wire for September 30, 2009.
Posted in News Wire | Tagged News Wire
By Securities Docket on September 29, 2009, 11:01 pm
Please join us for this free webcast on Fair Value Accounting.
Posted in Uncategorized | Tagged Accounting, Webcasts |
By Securities Docket on September 29, 2009, 4:42 pm
Former AUSA joins Hodgson Russ in New York.
Posted in People | Tagged Lawyers
By Securities Docket on September 29, 2009, 4:16 pm
Special committee will present findings from interbal investigation to SEC staff.
Posted in SEC | Tagged Internal Investigations
By Securities Docket on September 29, 2009, 2:52 pm
SEC concurs with recommendations and has begun to implement them.
Posted in SEC | Tagged Inspector General, Reports